Filing Details
- Accession Number:
- 0001181431-12-047987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-29 18:53:23
- Reporting Period:
- 2012-08-27
- Filing Date:
- 2012-08-29
- Accepted Time:
- 2012-08-29 18:53:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248260 | J Stephen Luczo | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2012-08-27 | 100,000 | $22.70 | 315,880 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-08-27 | 10,000 | $26.47 | 325,880 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-08-27 | 3,334 | $6.53 | 329,214 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-08-27 | 729,166 | $4.05 | 1,058,380 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-08-27 | 197,656 | $11.07 | 1,256,036 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2012-08-27 | 607,231 | $33.77 | 648,805 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2012-08-15 | 25,000 | $0.00 | 2,329,692 | No | 5 | G | Indirect | Stephen J Luczo Revocable Trust |
Ordinary Shares | Disposition | 2012-08-22 | 25,000 | $0.00 | 2,304,692 | No | 5 | G | Indirect | Stephen J Luczo Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | Stephen J Luczo Revocable Trust |
No | 5 | G | Indirect | Stephen J Luczo Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Options | Disposition | 2012-08-27 | 100,000 | $0.00 | 100,000 | $22.70 |
Ordinary Shares | NQ Options | Disposition | 2012-08-27 | 10,000 | $0.00 | 10,000 | $26.47 |
Ordinary Shares | NQ Options | Disposition | 2012-08-27 | 3,334 | $0.00 | 3,334 | $6.53 |
Ordinary Shares | NQ Options | Disposition | 2012-08-27 | 729,166 | $0.00 | 729,166 | $4.05 |
Ordinary Shares | NQ Options | Disposition | 2012-08-27 | 197,656 | $0.00 | 197,656 | $11.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-10-26 | 2013-10-26 | No | 4 | M | Direct |
0 | 2008-10-15 | 2014-10-25 | No | 4 | M | Direct |
417 | 2009-10-15 | 2015-10-30 | No | 4 | M | Direct |
364,584 | 2010-01-12 | 2016-01-30 | No | 4 | M | Direct |
214,844 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 150,000 | Indirect | Red Zone Holdings Limited Partnership |
Ordinary Shares | 150,000 | Indirect | Red Zone II Limited Partnership |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging from $33.75 to $33.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects a gift of 25,000 ordinary shares on August 15, 2012 and a gift of 25,000 shares on August 22, 2012 to the Fidelity Investments Charitable Gift Fund.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 26, 2007. The remaining option shares vested proportionally annually thereafter on October 26.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 15, 2008. The remaining option shares vest proportionally each month over the 36 months following October 15, 2008.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 15, 2009. The remaining option shares vest proportionally each month over the 36 months following October 15, 2009.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on January 12, 2010. The remaining option shares vest proportionally each month over the 36 months following January 12, 2010.
- Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining option shares vest proportionally each month over the 36 months following September 13, 2011.