Filing Details
- Accession Number:
- 0001181431-12-047955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-29 17:32:30
- Reporting Period:
- 2012-08-27
- Filing Date:
- 2012-08-29
- Accepted Time:
- 2012-08-29 17:32:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896842 | Orchard Supply Hardware Stores Corp | OSH | Retail-Building Materials, Hardware, Garden Supply (5200) | 954214109 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860585 | /Ct P L Partners Rbs | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
923727 | Esl Partners, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1126396 | Esl Investments Inc | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1183200 | S Edward Lampert | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Preferred Stock | Acquisiton | 2012-08-27 | 84,969 | $1.65 | 1,806,046 | No | 4 | P | Indirect | See Footnotes |
Series A Preferred Stock | Acquisiton | 2012-08-27 | 150,455 | $1.65 | 1,140,070 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Preferred Stock | 462 | Indirect | See Footnotes |
Series A Preferred Stock | 33 | Indirect | See Footnotes |
Footnotes
- This price represents the price per share of preferred stock of Orchard Supply Hardware Stores Corporation, par value $0.00001 per share, of private sales to Mr. Lampert and ESL Partners, L.P. ("Partners").
- These securities are held by Partners.
- These securities are held by Mr. Lampert.
- These securities are held by ESL Institutional Partners, L.P. ("Institutional").
- These securities are held by CRK Partners, LLC ("CRK").
- This Form 4 is filed on behalf of Mr. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and the managing member of CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.