Filing Details

Accession Number:
0001161697-12-000669
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-29 09:03:23
Reporting Period:
2012-08-28
Filing Date:
2012-08-29
Accepted Time:
2012-08-29 09:03:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074828 Visualant Inc VSUL Measuring & Controlling Devices, Nec (3829) 911948357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140319 P Ronald Erickson 500 Union Street
Suite 406
Seattle WA 98101
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-28 20,000 $0.11 1,727,106 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500,000 Indirect .
Common Stock 66,667 Indirect .
Common Stock 1,000,000 Indirect .
Common Stock 2,000,000 Indirect .
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $0.15 2020-05-09 3,000,000 3,000,000 Direct
Common Stock Option to Purchase Common Stock $0.13 2022-06-08 1,000,000 4,000,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-09 3,000,000 3,000,000 Direct
2022-06-08 1,000,000 4,000,000 Direct
Footnotes
  1. Held by Dia Armenta
  2. Held by eCharge Corp
  3. Held by Juliz Limited Partnership- Family LP
  4. Held by J3E2A2Z Limited Partnership
  5. Option vests quarterly over 2 years commencing 05-10-2010
  6. Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.