Filing Details
- Accession Number:
- 0001214659-12-003861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 21:37:03
- Reporting Period:
- 2012-08-27
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 21:37:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1035939 | Jr F Reuben Richards | C/O Emcore Corp 10420 Research Road Se Albuquerque NM 87123 | Exec Chairman & Chair Of Board | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-27 | 7,358 | $4.86 | 136,741 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,750 | Indirect | By Spouse |
Common Stock | 2,500 | Indirect | By Spouse In Pension Fund |
Common Stock | 2,500 | Indirect | By Trust For Benefit Of Daughter |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.79 to $4.90 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Includes 25,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in two equal annual installments beginning on January 28, 2013.