Filing Details
- Accession Number:
- 0001209191-12-043482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 19:01:15
- Reporting Period:
- 2012-08-24
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 19:01:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205411 | Richard Deal | 901 Marquette Avenue Suite 3200 Minneapolis MN 55402 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-24 | 1,875 | $0.00 | 20,696 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-24 | 800 | $43.54 | 19,896 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-08-28 | 6,447 | $28.75 | 26,343 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-28 | 17,254 | $32.01 | 43,597 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-28 | 23,701 | $44.06 | 19,896 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-08-24 | 1,875 | $0.00 | 1,875 | $0.00 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 6,447 | $0.00 | 6,447 | $28.75 |
Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 17,254 | $0.00 | 17,254 | $32.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,875 | 2010-08-24 | No | 4 | M | Direct | |
0 | 2005-08-02 | 2014-08-01 | No | 4 | M | Direct |
0 | 2005-11-15 | 2014-11-14 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $43.43 to $44.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- No expiration date.
- This option vests in four equal annual installments commencing on this date.