Filing Details
- Accession Number:
- 0001225208-12-018669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 16:43:37
- Reporting Period:
- 2012-08-24
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 16:43:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1377122 | J Paul Jones | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Vp, General Counsel & Sec'y | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-24 | 1,711 | $42.55 | 3,289 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-08-27 | 3,289 | $42.89 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 9,864 | Direct | |
Common Stock | 620 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 11,039 | 11,039 | Direct |
Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 6,788 | 6,788 | Direct |
Common Stock | Stock Option (right to buy) | $24.01 | 2011-08-26 | 2020-08-26 | 40,000 | 40,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-06 | 11,039 | 11,039 | Direct |
2021-02-09 | 6,788 | 6,788 | Direct |
2020-08-26 | 40,000 | 40,000 | Direct |
Footnotes
- On 8/24/2012, 5,000 shares of restricted stock vested. 1,711 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3,289 shares are now reflected as common stock.
- The restricted stock granted 8/26/10, 2/9/11 and 2/6/12 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested. On 8/24/2012, 5,000 shares of restricted stock vested. 1,711 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3,289 shares are now reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.