Filing Details
- Accession Number:
- 0001209191-12-043395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 16:46:21
- Reporting Period:
- 2012-08-24
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 15:46:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301887 | J Michael Pung | 901 Marquette Avenue Suite 3200 Minneapolis MN 55402 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-24 | 1,125 | $0.00 | 15,732 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-24 | 480 | $43.54 | 15,252 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 3,436 | $23.84 | 18,688 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 1,455 | $43.58 | 20,143 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 6,250 | $41.74 | 26,393 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 6,250 | $34.26 | 32,643 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 7,500 | $14.16 | 40,143 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 5,000 | $20.31 | 45,143 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-24 | 29,891 | $43.67 | 15,252 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-27 | 21,564 | $23.84 | 36,816 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-27 | 21,564 | $43.48 | 15,252 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-08-24 | 1,125 | $0.00 | 1,125 | $0.00 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-24 | 3,436 | $0.00 | 3,436 | $23.84 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-24 | 1,455 | $0.00 | 1,455 | $43.58 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-24 | 6,250 | $0.00 | 6,250 | $41.74 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-24 | 6,250 | $0.00 | 6,250 | $34.26 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-24 | 7,500 | $0.00 | 7,500 | $14.16 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-24 | 5,000 | $0.00 | 5,000 | $20.31 |
Common Stock | Non-Qualified Stock Optin (Right to buy) | Disposition | 2012-08-27 | 21,564 | $0.00 | 21,564 | $23.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,125 | 2010-08-24 | No | 4 | M | Direct | |
96,564 | 2011-11-18 | 2017-11-17 | No | 4 | M | Direct |
0 | 2006-12-20 | 2012-12-19 | No | 4 | M | Direct |
0 | 2007-12-18 | 2013-12-17 | No | 4 | M | Direct |
0 | 2008-12-18 | 2014-12-17 | No | 4 | M | Direct |
2,500 | 2009-12-18 | 2015-12-17 | No | 4 | M | Direct |
5,000 | 2010-12-18 | 2016-12-17 | No | 4 | M | Direct |
75,000 | 2011-11-18 | 2017-11-17 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $43.65 to $43.8601. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $43.37 to $43.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- No expiration date.
- This option vests in four equal annual installments commencing on this date.