Filing Details
- Accession Number:
- 0000919574-12-005187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 13:41:27
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 13:41:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1379895 | Dynegy Inc. | DYNIQ | Electric Services (4911) | 205653152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1292975 | Litespeed Management, L.l.c. | 237 Park Avenue, Suite 900 New York NY 10017 | No | No | Yes | No | |
| 1453443 | Zimmerman, Jamie | C/O Litespeed Management, L.l.c. 237 Park Avenue, Suite 900 New York NY 10017 | No | No | Yes | No | |
| 1453444 | Litespeed Master Fund, Ltd. | C/O Ogier Fiduciary Svcs (Cayman) Ltd 89 Nexus Way, Camana Bay Grand Cayman E9 KY1-9007 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-20 | 79,337 | $0.46 | 32,729,147 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 69,797 | $0.46 | 32,798,944 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-22 | 91,517 | $0.48 | 32,890,461 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,729,147 | Indirect | See footnote |
| Common Stock | 32,798,944 | Indirect | See footnote |
| Common Stock | 32,890,461 | Indirect | See footnote |
Footnotes
- The reported securities are directly owned by Litespeed Master Fund, Ltd., which is a reporting person. Litespeed Management, L.L.C. and Jamie Zimmerman may be deemed to indirectly beneficially own the securities directly held by Litespeed Master Fund, Ltd. See footnote 2.
- The reported securities may be deemed indirectly beneficially owned by Litespeed Management, L.L.C. as investment manager of Litespeed Master Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Jamie Zimmerman as Managing Member of Litespeed Management, L.L.C. Litespeed Management, L.L.C. and Jamie Zimmerman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Billionaire Hedge Funds
