Filing Details
- Accession Number:
- 0001181431-12-047623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 11:22:33
- Reporting Period:
- 2012-08-24
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 11:22:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279288 | C William Gedney | 1021 Jasmine Street Redlands CA 92374 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-06-01 | 32 | $36.61 | 8,197 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 9,075 | $25.55 | 17,272 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 9,075 | $25.92 | 26,347 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 4,320 | $33.73 | 30,667 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 4,302 | $38.62 | 34,969 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 2,887 | $34.11 | 37,856 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 6,200 | $34.57 | 44,056 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 1,874 | $33.36 | 45,930 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-08-24 | 100 | $43.35 | 45,830 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 109 | $43.36 | 45,721 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 200 | $43.38 | 45,521 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 100 | $43.39 | 45,421 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 424 | $43.40 | 44,997 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 100 | $43.41 | 44,897 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 100 | $43.42 | 44,797 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 300 | $43.48 | 44,497 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 100 | $43.49 | 44,397 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 2,296 | $43.50 | 42,101 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,904 | $43.51 | 40,197 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,400 | $43.52 | 38,797 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,200 | $43.53 | 37,597 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,200 | $43.54 | 36,397 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,100 | $43.55 | 35,297 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,300 | $43.56 | 33,997 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,300 | $43.57 | 32,697 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 1,200 | $43.58 | 31,497 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 200 | $43.59 | 31,297 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 400 | $43.60 | 30,897 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 500 | $43.61 | 30,397 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 600 | $43.62 | 29,797 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 9,075 | $0.00 | 9,075 | $25.55 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 9,075 | $0.00 | 9,075 | $25.92 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 4,320 | $0.00 | 4,320 | $33.73 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 4,302 | $0.00 | 4,302 | $38.62 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 2,887 | $0.00 | 2,887 | $34.11 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 6,200 | $0.00 | 6,200 | $34.57 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 1,874 | $0.00 | 1,874 | $33.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-01 | 2014-02-01 | No | 4 | M | Direct |
| 0 | 2006-01-02 | 2015-01-02 | No | 4 | M | Direct |
| 0 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
| 0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 0 | 2009-01-27 | 2018-01-27 | No | 4 | M | Direct |
| 0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2012 as dividend at FMV
Billionaire Hedge Funds
