Filing Details
- Accession Number:
- 0001181431-12-047622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 11:21:55
- Reporting Period:
- 2012-08-24
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 11:21:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184069 | L Denise Kruger | 5775 Southview Yorba Linda CA 92887 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-06-01 | 40 | $36.61 | 10,441 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 5,400 | $33.73 | 15,841 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 5,378 | $38.62 | 21,219 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 3,609 | $34.11 | 24,828 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 7,600 | $34.57 | 32,428 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-24 | 2,250 | $33.36 | 34,678 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-08-24 | 3,957 | $43.40 | 30,721 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-24 | 20,280 | $43.31 | 10,441 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 5,400 | $0.00 | 5,400 | $33.73 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 5,378 | $0.00 | 5,378 | $38.62 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 3,609 | $0.00 | 3,609 | $34.11 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 7,600 | $0.00 | 7,600 | $34.57 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-24 | 2,250 | $0.00 | 2,250 | $33.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
| 0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 0 | 2009-01-27 | 2018-01-27 | No | 4 | M | Direct |
| 0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2012 as dividend at FMV
Billionaire Hedge Funds
