Filing Details
- Accession Number:
- 0000930413-12-004853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-28 09:44:40
- Reporting Period:
- 2012-06-12
- Filing Date:
- 2012-08-28
- Accepted Time:
- 2012-08-28 09:44:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
779544 | Ark Restaurants Corp | ARKR | Retail-Eating Places (5812) | 133156768 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
902827 | S Michael Weinstein | 85 Fifth Avenue, 14Th Floor New York NY 10003 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-22 | 500 | $15.85 | 1,061,420 | No | 4 | S | Indirect | See below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See below |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Acquisiton | 2012-06-12 | 27,000 | $0.00 | 27,000 | $14.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,500 | 2013-06-12 | 2022-06-12 | No | 4 | A | Direct |
Footnotes
- The reporting person (a) directly owns 1,046,249 shares of common stock; (b) is the indirect beneficial owner of an additional 2,400 shares of common stock held by his minor children; and (c) an additional 12,771 shares are held by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power. This does not include the 91,500 shares issuable upon the exercise of options granted to Michael Weinstein that are currently exercisable.
- The Weinstein Foundation is the selling party.
- The options shall vest as follows: (a) 13,500 on the first anniversary of the grant and (b) the remaining options will vest on second anniversary of the grant.