Filing Details
- Accession Number:
- 0001209191-12-043275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-27 16:50:57
- Reporting Period:
- 2012-08-24
- Filing Date:
- 2012-08-27
- Accepted Time:
- 2012-08-27 16:50:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1122748 | B David Speer | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-24 | 68,777 | $47.13 | 231,235 | No | 4 | M | Indirect | By partnership |
Common Stock | Disposition | 2012-08-24 | 68,777 | $60.00 | 162,458 | No | 4 | S | Indirect | By partnership |
Common Stock | Acquisiton | 2012-08-24 | 75,000 | $47.13 | 86,974 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-24 | 75,000 | $60.00 | 11,974 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-24 | 19,927 | $42.08 | 31,901 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-24 | 19,927 | $60.00 | 11,974 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By partnership |
No | 4 | S | Indirect | By partnership |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2012-08-24 | 75,000 | $0.00 | 75,000 | $47.13 |
Common Stock | Employee Stock Option | Disposition | 2012-08-24 | 68,777 | $0.00 | 68,777 | $47.13 |
Common Stock | Employee Stock Option | Disposition | 2012-08-24 | 19,927 | $0.00 | 19,927 | $42.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
0 | 2005-12-10 | 2014-12-10 | No | 4 | M | Indirect |
0 | 2006-12-07 | 2016-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,048 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $55.97 | 2013-02-14 | 2016-02-01 | 33,270 | 33,270 | Indirect |
Common Stock | Employee Stock Option | $57.67 | 2012-04-27 | 2016-02-01 | 114,284 | 114,284 | Indirect |
Common Stock | Employee Stock Option | $51.60 | 2008-02-09 | 2017-02-09 | 300,000 | 300,000 | Direct |
Common Stock | Employee Stock Option | $51.60 | 2008-02-09 | 2017-02-09 | 100,000 | 100,000 | Indirect |
Common Stock | Employee Stock Option | $48.51 | 2009-02-08 | 2018-02-08 | 500,000 | 500,000 | Direct |
Common Stock | Employee Stock Option | $35.12 | 2010-02-13 | 2019-02-13 | 433,593 | 433,593 | Direct |
Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 462,982 | 462,982 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 2/12/10) | $0.00 | 50,871 | 50,871 | Direct | ||
Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 324,149 | 324,149 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 2/11/11) | $0.00 | 43,003 | 43,003 | Direct | ||
Common Stock | Performance Restricted Stock Unit (granted 2/10/12) | $0.00 | 48,465 | 48,465 | Direct | ||
Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 391,986 | 391,986 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-01 | 33,270 | 33,270 | Indirect |
2016-02-01 | 114,284 | 114,284 | Indirect |
2017-02-09 | 300,000 | 300,000 | Direct |
2017-02-09 | 100,000 | 100,000 | Indirect |
2018-02-08 | 500,000 | 500,000 | Direct |
2019-02-13 | 433,593 | 433,593 | Direct |
2020-02-12 | 462,982 | 462,982 | Direct |
50,871 | 50,871 | Direct | |
2021-02-11 | 324,149 | 324,149 | Direct |
43,003 | 43,003 | Direct | |
48,465 | 48,465 | Direct | |
2022-02-10 | 391,986 | 391,986 | Direct |
Footnotes
- Shares are held by Speer Investment Partners, LP (FLP), a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of shares held by FLP except to the extent of his pecuniary interest therein.
- The sales reported in this Form 4 and the Form 4 filed on 8/21/2012 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2012.
- This amount includes shares acquired under dividend reinvestment plan.
- Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of August 24, 2012.
- Options are held by Speer Investment Partners, LP (FLP), a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of options held by FLP except to the extent of his pecuniary interest therein.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.