Filing Details
- Accession Number:
- 0001140361-12-038538
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-08-27 15:27:24
- Reporting Period:
- 2012-08-21
- Filing Date:
- 2012-08-27
- Accepted Time:
- 2012-08-27 15:27:24
- Original Submission Date:
- 2012-08-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069996 | 21St Century Holding Co | TCHC | Fire, Marine & Casualty Insurance (6331) | 650248866 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188652 | Bruce Simberg | 14050 N.w. 14 Street Suite 180 Sunrise FL 33323 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-21 | 1,000 | $5.04 | 280,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 1,000 | $5.09 | 281,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 1,000 | $5.09 | 282,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 1,000 | $5.09 | 283,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 1,000 | $5.10 | 284,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 1,000 | $5.10 | 285,865 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 2,500 | $5.10 | 288,365 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 400 | $5.16 | 288,765 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-21 | 2,000 | $5.20 | 290,765 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $13.17 | 2008-12-06 | 2013-12-06 | 500 | 500 | Direct |
| Common Stock | Options | $12.58 | 2009-01-30 | 2014-01-30 | 4,500 | 4,500 | Direct |
| Common Stock | Options | $4.73 | 2010-01-02 | 2019-01-02 | 25,000 | 25,000 | Direct |
| Common Stock | Options | $2.45 | 2012-08-22 | 2021-08-22 | 10,000 | 10,000 | Direct |
| Common Stock | Options | $4.40 | 2013-04-06 | 2022-04-06 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-06 | 500 | 500 | Direct |
| 2014-01-30 | 4,500 | 4,500 | Direct |
| 2019-01-02 | 25,000 | 25,000 | Direct |
| 2021-08-22 | 10,000 | 10,000 | Direct |
| 2022-04-06 | 15,000 | 15,000 | Direct |
Footnotes
- The options vest 20% per year.
- The options vest 33 1/3% per year.
- This amended Form 4 is being filed solely to correct information previously provided in error by the Reporting Person's broker. There were 1,000 shares purchased at $5.09 (not 2,000 as previously reported). The actual total number of shares purchased on 8/21/12 was 10,900 (not 11,900 as previously reported). The Reporting Person has not sold any of these shares.
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