Filing Details
- Accession Number:
- 0001181431-12-047481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-27 15:06:11
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2012-08-27
- Accepted Time:
- 2012-08-27 15:06:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1279695 | Universal Biosensors Inc | UBI | Surgical & Medical Instruments & Apparatus (3841) | 980424072 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535650 | Harry Frederick Davis | 1 Corporate Avenue Rowville Victoria C3 3178 | Vp Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 5,371 | $0.70 | 5,371 | No | 4 | P | Indirect | By wife |
Common Stock | Acquisiton | 2012-08-23 | 23,376 | $0.70 | 28,747 | No | 4 | P | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By wife |
No | 4 | P | Indirect | By wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $0.89 | 2018-11-17 | 175,000 | 175,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-17 | 175,000 | 175,000 | Direct |
Footnotes
- The prices reported are stated in Australian dollars.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- 58,333 stock options vest and become exercisable on 12/31/2012, 58,333 stock options vest and become exercisable on 12/31/2013, and 58,334 stock options vest and become exercisable on 12/31/2014.