Filing Details
- Accession Number:
- 0001445305-12-002738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 19:36:19
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 19:36:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489137 | Molycorp Inc. | MCP | Metal Mining (1000) | 272301797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496748 | R. Ross Bhappu | C/O Molycorp, Inc. 5619 Denver Tech Ctr. Pkwy, Suite 1000 Greenwood Village CO 80111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 2,500,000 | $10.00 | 16,343,863 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 6.00% Convertible Senior Notes due 2017 | Acquisiton | 2012-08-22 | 0 | $5,000,000.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 600 | Direct |
Footnotes
- Represents securities held directly by (a) Resource Capital Fund IV L.P., of which Resource Capital Associates IV L.P. is the general partner (RCA IV GP L.L.C. is the general partner of Resource Capital Associates IV L.P.) and (b) Resource Capital Fund V L.P., of which Resource Capital Associates V L.P. is the general partner (RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P.). The Reporting Person is a shareholder and director of each of RCA IV GP L.L.C. and RCA V GP Ltd., which exercise voting (to the extent applicable) and dispositive power over the securities held by Resource Capital Fund IV L.P. and Resource Capital Fund V L.P. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- The 6.00% Convertible Senior Notes due 2017 (the "Notes") are convertible at any time prior to the close of business on the second scheduled trading day immediately preceding September 1, 2017. The conversion rate for the Notes is initially 83.3333 shares of Issuer common stock per $1,000 principal amount of Notes (equivalent to an initial conversion price of $12.00 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes.