Filing Details

Accession Number:
0001140361-12-038439
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-24 17:24:35
Reporting Period:
2012-08-22
Filing Date:
2012-08-24
Accepted Time:
2012-08-24 17:24:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1541119 Sound Financial Bancorp Inc. SFBC Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410557 P Matthew Deines 2005 Fifth Ave, Suite 200
Seattle WA 98121
Evp / Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-22 2,500 $10.00 2,500 No 4 P Indirect 401(k)
Common Stock Acquisiton 2012-08-22 9,515 $0.00 12,015 No 4 J Indirect 401(k)
Common Stock Acquisiton 2012-08-22 174 $0.00 12,189 No 4 J Indirect UTMA
Common Stock Acquisiton 2012-08-22 2,317 $0.00 14,506 No 4 J Indirect ESOP
Common Stock Acquisiton 2012-08-22 10,454 $0.00 24,960 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect 401(k)
No 4 J Indirect 401(k)
No 4 J Indirect UTMA
No 4 J Indirect ESOP
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2012-08-22 7,256 $0.00 7,256 $8.41
Common Stock Stock Option (Right to Buy) Acquisiton 2012-08-22 7,256 $0.00 7,256 $9.72
Common Stock Stock Option (Right to Buy) Acquisiton 2012-08-22 4,371 $0.00 4,371 $8.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,256 2019-01-27 No 4 J Direct
14,512 2019-01-27 No 4 J Direct
18,883 2022-02-28 No 4 J Direct
Footnotes
  1. In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding share of common stock of Sound Financial, Inc. was exchanged for 0.87423 shares of Sound Financial Bancorp, Inc. common stock.
  2. In accordance with the Plan of Conversion and Reorganization of Sound Community MHC, effective August 22, 2012, each outstanding option for a share of Sound Financial, Inc. common stock was exchanged for a stock option for 0.87423 shares of Sound Financial Bancorp, Inc., rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchange option by the 0.87423 exchange ratio.
  3. Options vest in five equal installments beginning on January 27, 2010.
  4. Options vest in five equal installments beginning on February 28, 2013.