Filing Details
- Accession Number:
- 0001140361-12-038426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 17:03:07
- Reporting Period:
- 2012-08-23
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 17:03:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029506 | Ralcorp Holdings Inc | RAH | Grain Mill Products (2040) | 431766315 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269057 | R Richard Koulouris | 800 Market Street Suite 2900 St. Louis MO 63101 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ralcorp Holdings, Inc. $.01 Par Value Common Stock | Acquisiton | 2012-08-23 | 7,306 | $19.73 | 52,306 | No | 4 | M | Direct | |
Ralcorp Holdings, Inc. $.01 Par Value Common Stock | Disposition | 2012-08-23 | 1,708 | $70.67 | 50,598 | No | 4 | F | Direct | |
Ralcorp Holdings, Inc. $.01 Par Value Common Stock | Disposition | 2012-08-23 | 5,598 | $70.01 | 45,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
$.01 Par Value Common Stock | Employee Stock Option with Tax Withholding Right | Disposition | 2012-08-23 | 7,306 | $0.00 | 7,306 | $19.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ralcorp Holdings, Inc. $.01 Par Value Common Stock | 2,125 | Indirect | Executive SIP & Def. Comp. |
Footnotes
- The exercise of Reporting Person's non-qualified stock option exercise and sale of shares acquired were made during an open window period.
- This price represents the average purchase price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $70.00 - $70.02. Upon request by the SEC staff, the Issuer or Security Holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- Transactions in Issuer's 401(K) Plan, Executive Savings Investment Plan, and Deferred Compensation Plan are made through the acquisition or disposition of units rather than actual shares. The value of units are re-valued rather than based upon earnings or losses and appreciation or depreciation on the underlying investments, and adjustments for contributions to, transfers to and from, and distributions from the applicable investment fund.
- 25% of the award became exercisable on January 30, 2006, 2007, 2008 and 2009. The award was scheduled to expire on January 29, 2013 and any shares not exercised by that date would have been forfeited.