Filing Details
- Accession Number:
- 0001246360-12-003620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 16:55:10
- Reporting Period:
- 2012-08-23
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 16:55:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332920 | G F Hammond | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Svp & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-23 | 300 | $5.27 | 75,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-23 | 100 | $24.05 | 75,350 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-23 | 200 | $24.00 | 75,150 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-08-23 | 300 | $0.00 | 300 | $5.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,923 | 2015-09-14 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b-1 trading plan adopted by the reporting person on June 11, 2012.
- The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005.
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