Filing Details
- Accession Number:
- 0001285550-12-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 17:36:57
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 16:36:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540091 | C. Bruce Conway | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 10,000 | $2.43 | 20,000 | No | 4 | P | Indirect | By Conway Family GST Trust |
Common Stock | Acquisiton | 2012-08-24 | 1,500 | $2.45 | 8,000 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
Common Stock | Acquisiton | 2012-08-24 | 1,500 | $2.45 | 8,000 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
Common Stock | Acquisiton | 2012-08-24 | 1,500 | $2.44 | 8,000 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Conway Family GST Trust |
No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,918,518 | Direct | |
Common Stock | 406,137 | Indirect | By Alden M. Conway Trust |
Common Stock | 406,137 | Indirect | By Chase T. Conway Trust |
Common Stock | 406,137 | Indirect | By Merritt E. Conway Trust |
Common Stock | 231,750 | Indirect | By spouse |
Common Stock | 6,000 | Indirect | By Gordon McShane Trust for Chase T. Conway |
Common Stock | 6,000 | Indirect | By Gordon McShane Trust for Alden M. Conway |
Common Stock | 6,000 | Indirect | By Gordon McShane Trust for Merritt E. Conway |
Footnotes
- This price is a weighted average price. The shares were purchased in two separate transactions: 750 shares at $2.42; and 750 shares at $2.45.
- Includes 32,891 shares held jointly with spouse, and 4,950 shares held in an IRA.
- Includes 1,500 shares held through an IRA.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.