Filing Details
- Accession Number:
- 0000932440-12-000228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 16:26:20
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 16:26:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915913 | Albemarle Corp | ALB | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 541692118 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235397 | M John Steitz | Albemarle Corporation 451 Florida Street Baton Rouge LA 70801 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 100,000 | $22.45 | 258,271 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-22 | 24,000 | $41.94 | 282,271 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-08-22 | 10,000 | $56.16 | 292,271 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-22 | 134,000 | $57.99 | 158,271 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-23 | 158,271 | $56.87 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-23 | 17,566 | $56.66 | 0 | No | 4 | S | Indirect | Albemarle Savings Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Albemarle Savings Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2012-08-22 | 100,000 | $22.45 | 100,000 | $22.45 |
Common Stock | Non-Qualified Stock Option | Disposition | 2012-08-22 | 24,000 | $41.94 | 24,000 | $41.94 |
Common Stock | Non-Qualified Stock Option | Disposition | 2012-08-22 | 10,000 | $56.16 | 10,000 | $56.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-04-01 | 2019-03-31 | No | 4 | M | Direct |
12,000 | 2020-03-11 | No | 4 | M | Direct | |
20,000 | 2021-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,566 | Indirect | Albemarle Savings Plan |
Footnotes
- Portion of share increase due to periodic purchase by Albemarle Savings Plan trustee.
- Includes shares received pursuant to dividend reinvestment plan.
- 100,000 Non-Qualified Stock Options granted on 4/1/2009 and cliff vested on 4/1/2012. 100,000 exercised on 8/22/2012.
- 36,000 Non-Qualified Stock granted on 3/12/2010, vesting in three increments: 12,000 on 3/12/2011, 12,000 on 3/12/2012, and 12,000 on 3/12/ 2013. 24,000 exercised on 8/22/2012.
- 30,000 Non-Qualified Stock. Options granted on 1/31/2011, vesting in three increments: 10,000 on 1/31/2012, 10,000 on 1/31/2013, and 10,000 on 1/31/2014. 10,000 exercised on 8/22/2012.