Home > Insider Trading > Filing (0000014693-12-000132)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1351766	Mccauley J Brown	850 Dixie Highway Louisville KY 40210		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2012-07-13	1,375	$35.83	46,385	No	4	M	Direct
Class B Common	Disposition	2012-07-13	810	$95.67	45,575	No	4	F	Direct
Class B Common	Acquisiton	2012-07-13	1,189	$45.53	46,764	No	4	M	Direct
Class B Common	Disposition	2012-07-13	780	$95.67	45,984	No	4	F	Direct
Class B Common	Acquisiton	2012-07-13	2,564	$55.69	48,548	No	4	M	Direct
Class B Common	Disposition	2012-07-13	1,860	$95.67	46,688	No	4	F	Direct
Class B Common	Acquisiton	2012-07-13	2,936	$53.80	49,624	No	4	M	Direct
Class B Common	Disposition	2012-07-13	2,091	$95.67	47,533	No	4	F	Direct
Class B Common	Acquisiton	2012-07-13	2,696	$56.58	50,229	No	4	M	Direct
Class B Common	Disposition	2012-07-13	1,972	$95.67	48,257	No	4	F	Direct
Class B Common	Disposition	2012-07-13	3,247	$96.56	45,010	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Non-Qualified Stock Option (right to buy)	Disposition	2012-07-13	1,375	$0.00	1,375	$35.83
Class B Common	Stock Appreciation Right	Disposition	2012-07-13	1,189	$0.00	1,189	$45.53
Class B Common	Stock Appreciation Right	Disposition	2012-07-13	2,564	$0.00	2,564	$55.69
Class B Common	Stock Appreciation Right	Disposition	2012-07-13	2,936	$0.00	2,936	$53.80
Class B Common	Stock Appreciation Right	Disposition	2012-07-13	2,696	$0.00	2,696	$56.58

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2007-05-01	2014-04-30	No	4	M	Direct
2008-05-01	2015-04-30	No	4	M	Direct
2009-05-01	2016-04-30	No	4	M	Direct
2010-05-01	2017-04-30	No	4	M	Direct
2011-05-01	2018-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	17,854	Direct
Class A Common	548,926	Indirect	By Brown Ventures, LLC
Class A Common	28,000	Indirect	By MAE LLC
Class A Common	231,933	Indirect	By GRAT
Class A Common	32,081	Indirect	By JMB Irrev Trust
Class A Common	2,585	Indirect	By children
Class A Common	30,172	Indirect	By Spouse
Class B Common	137,231	Indirect	By Brown Ventures, LLC
Class B Common	3,776	Indirect	BF 401(k) Plan
Class B Common	393	Indirect	By Children
Class B Common	7,543	Indirect	By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Restricted Stock Unit	$0.00	817	817	Direct
Class B Common	Restricted Stock Uniit	$0.00	575	575	Direct
Class B Common	Restricted Stock Unit	$0.00	488	488	Direct

Amount	Remaning Holdings	Nature of Ownership
817	817	Direct
575	575	Direct
488	488	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $96.37 to $96.75 , inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 26, 2012.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted July 23, 2009, and vest April 30, 2013.
The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.