Filing Details
- Accession Number:
- 0001140361-12-038399
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 16:21:38
- Reporting Period:
- 2012-05-11
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 16:21:38
- Original Submission Date:
- 2012-07-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914139 | Parkervision Inc | PRKR | Radio & Tv Broadcasting & Communications Equipment (3663) | 592971472 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350639 | Del Mar Asset Management, Lp | 711 Fifth Avenue Fifth Floor New York NY 10022 | No | No | Yes | No | |
1418980 | Del Mar Master Fund, Ltd. | 711 Fifth Avenue Fifth Floor New York NY 10022 | No | No | Yes | No | |
1418981 | Del Mar Management, Llc | 711 Fifth Avenue Fifth Floor New York NY 10022 | No | No | Yes | No | |
1418982 | David Freelove | 711 Fifth Avenue Fifth Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock , Par Value $0.01 (The "Common Stock") | Acquisiton | 2012-05-11 | 359 | $1.32 | 9,259,930 | No | 4 | P | Indirect | See footnotes |
Common Stock | Disposition | 2012-05-16 | 179 | $1.30 | 9,259,751 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-05-16 | 180 | $1.27 | 9,259,571 | No | 4 | S | Indirect | See footnotes |
Common Stock | Acquisiton | 2012-06-18 | 4,327 | $2.24 | 9,257,398 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2012-06-19 | 500 | $2.26 | 9,257,898 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2012-06-20 | 182 | $2.21 | 9,258,080 | No | 4 | P | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-21 | 619 | $2.23 | 9,257,461 | No | 4 | S | Indirect | See footnotes |
Common Stock | Acquisiton | 2012-06-22 | 574 | $2.23 | 9,258,035 | No | 4 | P | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-22 | 1,507 | $2.26 | 9,256,528 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-22 | 878 | $2.27 | 9,255,650 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-22 | 1,360 | $2.26 | 9,254,290 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-25 | 137 | $2.15 | 9,254,153 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-27 | 162 | $2.30 | 9,253,991 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-06-28 | 184 | $2.29 | 9,253,807 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-07-09 | 368 | $2.79 | 9,253,439 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-07-10 | 368 | $2.76 | 9,253,071 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- These trades were omitted from the Reporting Persons' Form 4 filed on 07/13/2012.
- The shares of Common Stock to which this relates are held directly by (i) Del Mar Master Fund, Ltd., a Cayman Islands exempted company (the "Master Fund") under the management of Del Mar Asset Management, LP, a Delaware limited liability company ("DMAM"), (ii) Del Mar Index Opportunities Master Fund, Ltd., a Cayman Islands exempted company (the "Index Fund") under the management of DMAM, (iii) Del Mar Riverside Master Fund, Ltd., a Cayman Islands exempted company (the "Riverside Fund") under the management of DMAM, (iv) Compass SAV LLC, a Delaware limited liability company (the "Compass Onshore Fund") under the management of DMAM, (v) Compass Offshore SAV PCC Limited, a Guernsey corporation (the "Compass Offshore Fund") under the management of DMAM and (vi) a certain trading account under the management of Mr. David Freelove (the "Trading Account").
- The shares of Common Stock to which this relates are held directly by (i) the Master Fund and (ii) the Trading Account.
- The shares of Common Stock to which this relates are held directly by (i) the Master Fund, (ii) the Index Fund, (iii) the Compass Onshore Fund, (iv) the Compass Offshore Fund and (v) the Trading Account.
- DMAM serves as investment manager of each of the Master Fund, the Index Fund, the Riverside Fund, the Compass Onshore Fund and the Compass Offshore Fund (collectively, the "Del Mar Funds") and as such has discretion over the portfolio securities held by the Del Mar Funds. Del Mar Management, LLC, a Delaware limited liability company (the "GP"), is the general partner of DMAM and directs DMAM's operations. Mr. David Freelove is the managing member of the GP. Mr. David Freelove also serves as the managing member of the Trading Account and as such has discretion over the portfolio securities held by the Trading Account. DMAM, the GP and Mr. David Freelove disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.