Filing Details

Accession Number:
0001144204-12-048013
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-24 16:14:41
Reporting Period:
2012-08-24
Filing Date:
2012-08-24
Accepted Time:
2012-08-24 16:14:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426506 Smg Indium Resources Ltd. SMGI Commodity Contracts Brokers & Dealers (6221) 510662991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519589 C. Alan Benjamin C/O Smg Indium Resources Ltd.,
100 Park Avenue, 16Th Floor
New York NY 10017
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2012-08-24 8,400 $0.00 51,112 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants Acquisiton 2012-08-24 8,400 $0.00 8,400 $5.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,112 2012-08-24 2016-05-04 No 4 P Direct
Footnotes
  1. The reported Securities are included within 8,400 Units purchased by the Reporting Person for $2.50 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
  2. The reported Securities purchased were executed through Andrew Garrett Inc. The broker of record at Andrew Garrett Inc. was Richard A. Biele, a director, the chief operating officer and through BRACK Advisors LLC, a member of Specialty Metals Group Advisors LLC, the Manager of SMG Indium Resources Ltd. The trade was executed on an unsolicited basis and Mr. Biele received his standard brokerage commission for the trade execution.