Filing Details
- Accession Number:
- 0001285550-12-000018
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 16:11:31
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 16:11:31
- Original Submission Date:
- 2012-08-21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540091 | C. Bruce Conway | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-20 | 2,000 | $2.32 | 1,918,518 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-20 | 3,000 | $2.40 | 231,750 | No | 4 | P | Indirect | By spouse |
| Common Stock | Acquisiton | 2012-08-21 | 1,500 | $2.38 | 6,500 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| Common Stock | Acquisiton | 2012-08-21 | 1,500 | $2.40 | 6,500 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By spouse |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
Footnotes
- The reporting person's Form 4 filed on August 21, 2012 incorrectly reported a transaction pursuant to which the reporting person acquired direct beneficial ownership of 5,000 shares. The reporting person acquired only 2,000 shares. The remaining 3,000 shares were acquired by the reporting person's spouse.
- Includes 32,891 shares held jointly with spouse, and 4,950 shares held in an IRA.
- This transaction was omitted from the reporting person's Form 4 filed on August 21, 2012.
- Includes 1,500 shares held through an IRA.
- The reporting person's Form 4 filed on August 21, 2012 incorrectly reported a transaction pursuant to which the Edna N. Conway Irrevocable Trust FBO Chase T. Conway acquired 3,000 shares. Such trust acquired only 1,500 shares. The remaining 1,500 shares were acquired by another trust.
- This price is a weighted average price. The shares were purchased in two separate transactions: 506 shares at $2.35; and 994 shares at $2.40.
- This transaction was omitted from the reporting person's Form 4 filed on August 21, 2012.
Billionaire Hedge Funds
