Filing Details

Accession Number:
0001140361-12-038391
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-24 16:11:04
Reporting Period:
2012-08-22
Filing Date:
2012-08-24
Accepted Time:
2012-08-24 16:11:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1262823 Westlake Chemical Corp WLK Industrial Organic Chemicals (2860) 760346924
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299505 James Chao 2801 Post Oak Blvd.
Houston TX 77056
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-22 33,802 $14.24 149,644 No 4 M Direct
Common Stock Disposition 2012-08-22 15,120 $69.00 134,524 No 4 S Direct
Common Stock Disposition 2012-08-22 100 $69.01 134,424 No 4 S Direct
Common Stock Disposition 2012-08-22 300 $69.02 134,124 No 4 S Direct
Common Stock Disposition 2012-08-22 5,515 $69.03 128,609 No 4 S Direct
Common Stock Disposition 2012-08-22 8,865 $69.05 119,744 No 4 S Direct
Common Stock Disposition 2012-08-22 1,000 $69.05 118,744 No 4 S Direct
Common Stock Disposition 2012-08-22 100 $69.06 118,644 No 4 S Direct
Common Stock Disposition 2012-08-22 802 $69.06 117,842 No 4 S Direct
Common Stock Disposition 2012-08-22 1,000 $69.08 116,842 No 4 S Direct
Common Stock Disposition 2012-08-22 1,000 $69.08 115,842 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option (right to buy) Acquisiton 2012-08-22 33,802 $0.00 33,802 $14.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
149,644 2012-02-13 2019-02-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect By Mother
Common Stock 120,875 Indirect By Brother Albert Chao
Footnotes
  1. Even though reporting person and reporting person's mother share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Even though reporting person and reporting person's brother share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.