Filing Details
- Accession Number:
- 0000093751-12-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-24 15:12:20
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2012-08-24
- Accepted Time:
- 2012-08-24 14:12:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93751 | State Street Corp | STT | State Commercial Banks (6022) | 042456637 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196005 | J Edward Resch | State Street Corporation One Lincoln Street Boston MA 02111 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 50,000 | $40.22 | 433,847 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-22 | 50,000 | $41.81 | 383,847 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2012-08-22 | 50,000 | $0.00 | 50,000 | $40.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-12-18 | No | 4 | M | Direct |
Footnotes
- Exercise of employee option to purchase common stock exempt pursuant to Rule 16b-3. Option was scheduled to expire December 18, 2012. See Table II.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.63 to $42.03, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
- The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- The option vested in three equal annual installments commencing December 19, 2004.