Filing Details

Accession Number:
0001013762-12-001714
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-23 20:21:06
Reporting Period:
2012-08-17
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 20:21:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046995 Emagin Corp EMAN Semiconductors & Related Devices (3674) 880378451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1520490 Amalkumar Ghosh C/O Emagin Corporation
3006 Northup Way, #103
Bellevue WA 98004
Senior V.p, R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-17 8,000 $0.98 8,000 No 4 M Direct
Common Stock Disposition 2012-08-17 8,000 $4.14 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-08-17 8,000 $0.00 8,000 $0.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,136 2014-05-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $1.94 2017-03-03 18,974 18,974 Direct
Common Stock Stock Option (right to buy) $7.79 2016-03-15 100,000 100,000 Direct
Common Stock Stock Option (right to buy) $7.79 2016-03-15 23,900 23,900 Direct
Common Stock Stock Option (right to buy) $3.59 2017-03-13 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-03 18,974 18,974 Direct
2016-03-15 100,000 100,000 Direct
2016-03-15 23,900 23,900 Direct
2017-03-13 15,000 15,000 Direct
Footnotes
  1. Fully exercisable.
  2. All options were fully vested on 3/3/2011.
  3. 1/3 vested on 3/15/2012, 1/3 will vest on 3/15/2013, and 1/3 will vest on 3/15/2014.
  4. 1/3 vested on 3/15/2012, 1/3 will vest on 3/15/2013, and 1/3 will vest on 3/15/2014.
  5. 1/3 will vest on 3/13/2013, 1/3 will vest on 3/13/2014, and 1/3 will vest on 3/13/2015.