Filing Details

Accession Number:
0001246360-12-003612
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-23 18:40:10
Reporting Period:
2012-08-21
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 18:40:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332920 G F Hammond Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
Svp & General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-21 5,500 $5.27 80,650 No 4 M Direct
Common Stock Acquisiton 2012-08-21 5,100 $5.27 85,750 No 4 M Direct
Common Stock Disposition 2012-08-21 10,600 $24.00 75,150 No 4 S Direct
Common Stock Acquisiton 2012-08-22 8,398 $5.27 83,548 No 4 M Direct
Common Stock Disposition 2012-08-22 8,398 $24.22 75,150 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-08-21 5,500 $0.00 5,500 $5.27
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-08-21 5,100 $0.00 5,100 $5.27
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-08-22 8,398 $0.00 8,398 $5.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,533 2015-09-14 No 4 M Direct
29,621 2015-09-14 No 4 M Direct
21,223 2015-09-14 No 4 M Direct
Footnotes
  1. The option vested in 16 equal consecutive quarterly installments on the last day of the quarter beginning on December 31, 2005.
  2. The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005.
  3. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.07, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,0000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.87, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012.