Filing Details
- Accession Number:
- 0001179110-12-013275
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-08-23 17:15:39
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-23
- Accepted Time:
- 2012-08-23 17:15:39
- Original Submission Date:
- 2012-08-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1506492 | Sunshine Heart Inc. | SSH | Electromedical & Electrotherapeutic Apparatus (3845) | 680533453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540205 | Donal O'dwyer | 12988 Valley View Road Eden Prairie MN 55344 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-16 | 2,300 | $8.05 | 41,091 | No | 4 | P | Indirect | Pension Fund |
| Common Stock | Acquisiton | 2012-08-17 | 11,375 | $7.56 | 52,466 | No | 4 | P | Indirect | Pension Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Pension Fund |
| No | 4 | P | Indirect | Pension Fund |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 686 | Direct | |
| Common Stock | 10,370 | Indirect | Family Trust |
Footnotes
- Reflects the weighted average price of 2,300 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 16, 2012 with prices ranging from $7.7674 to $8.1873 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.
- The reporting person and his spouse jointly have the power to make investment and voting decisions.
- Reflects the weighted average price of 11,375 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 17, 2012 with sales prices ranging from $7.3084 to $7.9349 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.
- Dundrum Investments P/I is the trustee and the reporting person's spouse has the authority to change the trustee.
Billionaire Hedge Funds
