Filing Details

Accession Number:
0001127602-12-025124
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-23 15:57:05
Reporting Period:
2012-08-21
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 15:57:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321646 Kraton Performance Polymers Inc. KRA Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 200411521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478569 Lothar Freund C/O Kraton Performance Polymers
15710 John F. Kennedy Blvd, Suite 300
Houston TX 77032
Vp, Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-21 2,404 $13.51 9,776 No 4 M Direct
Common Stock Disposition 2012-08-21 2,404 $22.53 7,372 No 4 S Direct
Common Stock Acquisiton 2012-08-21 1,546 $13.51 8,918 No 4 M Direct
Common Stock Disposition 2012-08-21 1,546 $22.53 7,372 No 4 S Direct
Common Stock Acquisiton 2012-08-22 6,050 $13.51 13,422 No 4 M Direct
Common Stock Disposition 2012-08-22 6,050 $21.58 7,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Options (Right to Buy) Disposition 2012-08-21 2,404 $0.00 2,404 $13.51
Common Stock Employee Options (Right to Buy) Disposition 2012-08-21 1,546 $0.00 1,546 $13.51
Common Stock Employee Options (Right to Buy) Disposition 2012-08-22 6,050 $0.00 6,050 $13.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-09-06 No 4 M Direct
29,859 2018-06-19 No 4 M Direct
23,809 2018-06-19 No 4 M Direct
Footnotes
  1. The price in column 4 is a weighted average. The prices actually received ranged from $22.50 to $22.62. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  2. The price in column 4 is a weighted average. The prices actually received ranged from $21.50 to $21.65. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  3. The options vested in five equal installments on each anniversary of the vesting commencement date, September 6, 2005.
  4. All options reported above have vested and are immediately exercisable.