Filing Details

Accession Number:
0001144354-12-000134
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-08-23 15:18:17
Reporting Period:
2005-08-11
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 15:18:17
Original Submission Date:
2010-04-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144354 Heartland Payment Systems Inc HPY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332508 F George Raymond C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2005-08-11 900 $23.35 6,900 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2008-06-02 718 $0.00 7,618 No 4 J Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-08-03 5,000 $18.00 12,618 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-08-03 3,750 $8.88 16,368 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-08-03 5,000 $12.16 21,368 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-08-03 13,750 $31.03 7,618 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-08-06 900 $31.16 6,718 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2012-08-06 6,718 $31.10 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2009-05-11 5,000 $0.00 5,000 $8.88
Common Stock Stock Option (right to buy) Disposition 2012-08-03 5,000 $18.00 5,000 $18.00
Common Stock Stock Option (right to buy) Disposition 2012-08-03 3,750 $8.88 3,750 $8.88
Common Stock Stock Option (right to buy) Disposition 2012-08-03 5,000 $12.16 5,000 $12.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2014-05-11 No 4 A Direct
0 2008-11-05 2013-11-05 No 4 M Direct
1,250 2014-05-11 No 4 M Direct
0 2009-11-06 2014-11-06 No 4 M Direct
Footnotes
  1. These shares of Common Stock of Heartland Payment Systems, Inc. (the "Issuer") were received in connection with a pro rata distribution of shares by Greenhill Capital, L.P. and its affiliated entities to its limited partners and general partners.
  2. This price is the weighted average price of the 13,750 shares sold. The prices actually paid for the shares of the Common Stock of the Issuer sold ranged from $30.90 to $31.22. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
  3. The stock options granted on May 11, 2009 and disclosed in the Form 4 filed on April 22, 2010 vest in four equal annual installments beginning on the first anniversary of the date of grant. As of the date of this filing, 3,750 of the options have vested and 1,250 of the options remain unvested.