Filing Details
- Accession Number:
- 0001144354-12-000134
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-08-23 15:18:17
- Reporting Period:
- 2005-08-11
- Filing Date:
- 2012-08-23
- Accepted Time:
- 2012-08-23 15:18:17
- Original Submission Date:
- 2010-04-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332508 | F George Raymond | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2005-08-11 | 900 | $23.35 | 6,900 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2008-06-02 | 718 | $0.00 | 7,618 | No | 4 | J | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-08-03 | 5,000 | $18.00 | 12,618 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-08-03 | 3,750 | $8.88 | 16,368 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-08-03 | 5,000 | $12.16 | 21,368 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-08-03 | 13,750 | $31.03 | 7,618 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-08-06 | 900 | $31.16 | 6,718 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-08-06 | 6,718 | $31.10 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2009-05-11 | 5,000 | $0.00 | 5,000 | $8.88 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-08-03 | 5,000 | $18.00 | 5,000 | $18.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-08-03 | 3,750 | $8.88 | 3,750 | $8.88 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-08-03 | 5,000 | $12.16 | 5,000 | $12.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2014-05-11 | No | 4 | A | Direct | |
0 | 2008-11-05 | 2013-11-05 | No | 4 | M | Direct |
1,250 | 2014-05-11 | No | 4 | M | Direct | |
0 | 2009-11-06 | 2014-11-06 | No | 4 | M | Direct |
Footnotes
- These shares of Common Stock of Heartland Payment Systems, Inc. (the "Issuer") were received in connection with a pro rata distribution of shares by Greenhill Capital, L.P. and its affiliated entities to its limited partners and general partners.
- This price is the weighted average price of the 13,750 shares sold. The prices actually paid for the shares of the Common Stock of the Issuer sold ranged from $30.90 to $31.22. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The stock options granted on May 11, 2009 and disclosed in the Form 4 filed on April 22, 2010 vest in four equal annual installments beginning on the first anniversary of the date of grant. As of the date of this filing, 3,750 of the options have vested and 1,250 of the options remain unvested.