Filing Details
- Accession Number:
- 0001255561-12-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-23 12:37:33
- Reporting Period:
- 2012-08-21
- Filing Date:
- 2012-08-23
- Accepted Time:
- 2012-08-23 12:37:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211652 | I Kathy Sheffield | 10402 North 144 East Avenue Owasso OK 74055 | Sr. Vice President Admin/Treas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2012-08-21 | 22,500 | $6.45 | 26,750 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2012-08-21 | 22,500 | $19.58 | 4,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-08-21 | 22,500 | $6.45 | 22,500 | $6.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-21 | 2013-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 12,406 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $7.21 | 2006-04-06 | 2015-04-06 | 11,250 | 1 | Direct |
| Common Stock | Stock Option | $12.29 | 2007-05-08 | 2016-05-08 | 22,500 | 1 | Direct |
| Common Stock | Stock Option | $11.31 | 2009-03-10 | 2018-03-10 | 4,500 | 1 | Direct |
| Common Stock | Stock Option | $10.21 | 2010-03-09 | 2019-03-09 | 7,500 | 1 | Direct |
| Common Stock | Stock Option | $15.51 | 2011-05-25 | 2020-05-25 | 15,000 | 1 | Direct |
| Common Stock | Stock Option | $19.47 | 2013-05-15 | 2021-05-15 | 10,000 | 1 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-04-06 | 11,250 | 1 | Direct |
| 2016-05-08 | 22,500 | 1 | Direct |
| 2018-03-10 | 4,500 | 1 | Direct |
| 2019-03-09 | 7,500 | 1 | Direct |
| 2020-05-25 | 15,000 | 1 | Direct |
| 2021-05-15 | 10,000 | 1 | Direct |
Billionaire Hedge Funds
