Filing Details
- Accession Number:
- 0001181431-12-047118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-23 11:05:42
- Reporting Period:
- 2012-08-21
- Filing Date:
- 2012-08-23
- Accepted Time:
- 2012-08-23 11:05:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183991 | E Lloyd Ross | Po Box 2380 Big Fork MT 59911 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-08-13 | 85 | $44.31 | 22,482 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2012-08-21 | 1,000 | $25.40 | 23,482 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2012-08-21 | 1,000 | $22.75 | 24,482 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-08-21 | 300 | $44.21 | 24,182 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 300 | $44.22 | 23,882 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 100 | $44.23 | 23,782 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 200 | $44.25 | 23,582 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 100 | $44.26 | 23,482 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 200 | $44.28 | 23,282 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 300 | $44.29 | 22,982 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 200 | $44.33 | 22,782 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-08-21 | 300 | $44.35 | 22,482 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-21 | 1,000 | $0.00 | 1,000 | $25.40 |
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-21 | 1,000 | $0.00 | 1,000 | $22.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-05-19 | 2013-05-19 | No | 4 | M | Direct |
| 0 | 2005-05-10 | 2014-05-10 | No | 4 | M | Direct |
Footnotes
- DER units credited on 8/13/2012 as dividend at FMV
Billionaire Hedge Funds
