Filing Details
- Accession Number:
- 0001127602-12-025100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-23 10:22:41
- Reporting Period:
- 2012-08-21
- Filing Date:
- 2012-08-23
- Accepted Time:
- 2012-08-23 10:22:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-08-21 | 3,100 | $32.48 | 631,470 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Keepsake) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by 2011 Family Limited Partnership (Keepsake) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 115,614 | Direct | |
| Common Stock | 819,704 | Indirect | By Family Limited Partnership |
| Common Stock | 61,242 | Indirect | by 2009 Family Limited Partnership (Ityme) |
| Common Stock | 838,694 | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $1.44 | 2003-12-11 | 2012-12-11 | 300,000 | 300,000 | Indirect |
| Common Stock | Stock Options (Right to Buy) | $2.65 | 2004-12-10 | 2013-12-10 | 451,598 | 451,598 | Indirect |
| Common Stock | Stock Options (Right to Buy) | $20.34 | 2007-12-11 | 2013-12-11 | 117,083 | 117,083 | Indirect |
| Common Stock | Stock Options (Right to Buy) | $27.18 | 2008-12-13 | 2014-12-13 | 75,301 | 75,301 | Indirect |
| Common Stock | Stock Options (Right to Buy) | $30.68 | 2009-12-11 | 2015-12-11 | 93,790 | 93,790 | Indirect |
| Common Stock | Stock Options (Right to Buy) | $40.73 | 2010-12-10 | 2016-12-10 | 3,960 | 3,960 | Indirect |
| Common Stock | Stock Options (Right to Buy) | $36.22 | 2011-12-09 | 2017-12-09 | 4,550 | 4,550 | Direct |
| Common Stock | Stock Options (Right to Buy) | $36.87 | 2012-12-08 | 2018-12-08 | 4,450 | 4,450 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-11 | 300,000 | 300,000 | Indirect |
| 2013-12-10 | 451,598 | 451,598 | Indirect |
| 2013-12-11 | 117,083 | 117,083 | Indirect |
| 2014-12-13 | 75,301 | 75,301 | Indirect |
| 2015-12-11 | 93,790 | 93,790 | Indirect |
| 2016-12-10 | 3,960 | 3,960 | Indirect |
| 2017-12-09 | 4,550 | 4,550 | Direct |
| 2018-12-08 | 4,450 | 4,450 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.48 to $32.4853. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
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