Filing Details
- Accession Number:
- 0001181431-12-046973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-22 16:21:33
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-22
- Accepted Time:
- 2012-08-22 16:21:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407038 | Bg Medicine Inc. | BGMD | Services-Medical Laboratories (8071) | 043506204 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222012 | Noubar Afeyan | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | Yes | No | Yes | No | |
1255927 | Jr M Edwin Kania | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1399781 | Newcogen Elan Llc | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1400240 | Flagship Ventures Management, Inc. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1400241 | Newcogen Group, Inc. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-20 | 2,353 | $0.03 | 278,953 | No | 4 | X | Indirect | By NewcoGen-Elan LLC |
Common Stock | Disposition | 2012-08-20 | 13 | $5.83 | 278,940 | No | 4 | S | Indirect | By NewcoGen-Elan LLC |
Common Stock | Acquisiton | 2012-08-20 | 6,422 | $0.02 | 285,362 | No | 4 | X | Indirect | By NewcoGen-Elan LLC |
Common Stock | Disposition | 2012-08-20 | 23 | $5.83 | 285,339 | No | 4 | S | Indirect | By NewcoGen-Elan LLC |
Common Stock | Acquisiton | 2012-08-20 | 6,422 | $0.02 | 291,761 | No | 4 | X | Indirect | By NewcoGen-Elan LLC |
Common Stock | Disposition | 2012-08-20 | 23 | $5.83 | 291,738 | No | 4 | S | Indirect | By NewcoGen-Elan LLC |
Common Stock | Acquisiton | 2012-08-20 | 6,422 | $0.02 | 298,160 | No | 4 | X | Indirect | By NewcoGen-Elan LLC |
Common Stock | Disposition | 2012-08-20 | 23 | $5.83 | 298,137 | No | 4 | S | Indirect | By NewcoGen-Elan LLC |
Common Stock | Disposition | 2012-08-21 | 298,137 | $0.00 | 0 | No | 4 | J | Indirect | By NewcoGen-Elan LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By NewcoGen-Elan LLC |
No | 4 | S | Indirect | By NewcoGen-Elan LLC |
No | 4 | X | Indirect | By NewcoGen-Elan LLC |
No | 4 | S | Indirect | By NewcoGen-Elan LLC |
No | 4 | X | Indirect | By NewcoGen-Elan LLC |
No | 4 | S | Indirect | By NewcoGen-Elan LLC |
No | 4 | X | Indirect | By NewcoGen-Elan LLC |
No | 4 | S | Indirect | By NewcoGen-Elan LLC |
No | 4 | J | Indirect | By NewcoGen-Elan LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2012-08-20 | 2,353 | $0.00 | 2,353 | $0.03 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2012-08-20 | 6,422 | $0.00 | 6,422 | $0.02 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2012-08-20 | 6,422 | $0.00 | 6,422 | $0.02 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2012-08-20 | 6,422 | $0.00 | 6,422 | $0.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-07-10 | No | 4 | X | Indirect | |
0 | 2020-03-30 | No | 4 | X | Indirect | |
0 | 2020-09-27 | No | 4 | X | Indirect | |
0 | 2020-11-04 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 526,560 | Indirect | By NewcoGen Equity Investors LLC |
Common Stock | 92,294 | Indirect | By NewcoGen-Long Reign Holding LLC |
Common Stock | 92,126 | Indirect | By ST NewcoGen LLC |
Common Stock | 140,013 | Indirect | By AGTC Advisors Fund, L.P. |
Common Stock | 2,351,447 | Indirect | By Applied Genomic Technology Capital Fund, L.P. |
Common Stock | 2,184,800 | Indirect | By NewcoGen Group LLC |
Common Stock | 4,232 | Indirect | By OneLiberty Advisors Fund 2000 L.P. |
Common Stock | 80,424 | Indirect | By OneLiberty Ventures 2000 L.P. |
Common Stock | 714,286 | Indirect | By Flagship Ventures Fund 2007, L.P. |
Footnotes
- NewcoGen Group, Inc. ("NG") is the manager of each of NewcoGen Group LLC ("NGG"), NewcoGen Equity Investors LLC ("NEI"), NewcoGen-Elan LLC ("NGE"), NewcoGen-Long Reign Holding LLC ("NGLRH") and ST NewcoGen LLC ("STN", and together with NGG, NEI, NGE and NGLRH, the "NewcoGen Funds"). NG is also the general partner of AGTC Partners, L.P., which is the general partner of AGTC Advisors Fund, L.P. ("AGTCA") and Applied Genomic Technology Capital Fund L.P. ("AGTCF", and together with AGTCA, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar Afeyan and Edwin M. Kania, Jr. are directors of Flagship and may be deemed to beneficially own the securities held by the NewcoGen Funds and the AGTC Funds. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- On August 20, 2012, NGE exercised a warrant to purchase 2,353 shares of Common Stock for $0.03 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 13 of the warrant shares to pay the exercise price and issuing to NGE the remaining 2,340 shares.
- The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
- On August 20, 2012, NGE exercised a warrant to purchase 6,422 shares of Common Stock for $0.02 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 23 of the warrant shares to pay the exercise price and issuing to NGE the remaining 6,399 shares.
- On August 20, 2012, NGE exercised a warrant to purchase 6,422 shares of Common Stock for $0.02 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 23 of the warrant shares to pay the exercise price and issuing to NGE the remaining 6,399 shares.
- On August 20, 2012, NGE exercised a warrant to purchase 6,422 shares of Common Stock for $0.02 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 23 of the warrant shares to pay the exercise price and issuing to NGE the remaining 6,399 shares.
- In addition to the cashless exercises of the warrants reported above, this Form 4 is being filed to report an in-kind distribution for no consideration by NGE to its sole member. The beneficial ownership of the entities named in this Form 4, other than the Reporting Persons filing this Form 4, did not change as a result of this transaction.
- Noubar Afeyan and Edwin M. Kania, Jr. are managing members of OneLiberty Partners 2000, LLC, which is the general partner of OneLiberty Advisors Fund 2000 L.P. ("OLA") and OneLiberty Ventures 2000 L.P. ("OLV"), and may be deemed to beneficially own the securities held by OLA and OLV. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Noubar Afeyan and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner, LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- This warrant is immediately exercisable.