Filing Details
- Accession Number:
- 0000104918-12-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-22 11:37:15
- Reporting Period:
- 2012-08-21
- Filing Date:
- 2012-08-22
- Accepted Time:
- 2012-08-22 11:37:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104918 | Avista Corp | AVA | Electric & Other Services Combined (4931) | 910462470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1174950 | D Roger Woodworth | 1411 E Mission Ave Spokane WA 99202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-21 | 9,000 | $10.17 | 34,031 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-21 | 9,000 | $26.00 | 25,031 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Exercise of Stock Options | Disposition | 2012-08-21 | 9,000 | $26.00 | 9,000 | $10.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Held In 401(K) Investment Plan | 20,809 | Indirect | held by Trustee |
| Common Stock Held In Executve Deferral Account | 400 | Indirect | held by Trustee |
| Common Stock Held By Spouse | 1,000 | Indirect | held by Trustee |
| Common Stock Held By Child, Patrick Woodworth | 128 | Indirect | held by Trustee |
Footnotes
- Exercise and Sale of Option Grant expiring November 2012.
- Options vest in four equal annual installments beginning the first anniversary of the grant date. Mr. Woodworth acquired an option grant of 9,000 shares on 11/07/2002.
- Total reflects the number of derivative securities remaining for this particular option grant.
Billionaire Hedge Funds
