Filing Details

Accession Number:
0001228051-12-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-22 10:37:47
Reporting Period:
2012-08-20
Filing Date:
2012-08-22
Accepted Time:
2012-08-22 10:37:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228051 C Nicholas Adams 280 Congress Street
Boston MA 02210
Officer Of Investment Adviser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-20 2,217 $7.14 550,413 No 4 P Direct
Common Stock Acquisiton 2012-08-20 5,200 $7.15 555,613 No 4 P Direct
Common Stock Acquisiton 2012-08-20 400 $7.17 556,013 No 4 P Direct
Common Stock Acquisiton 2012-08-20 1,688 $7.19 557,107 No 4 P Direct
Common Stock Acquisiton 2012-08-20 8,112 $7.21 565,813 No 4 P Direct
Common Stock Acquisiton 2012-08-20 3,200 $7.23 569,013 No 4 P Direct
Common Stock Acquisiton 2012-08-21 4,403 $7.20 573,416 No 4 P Direct
Common Stock Acquisiton 2012-08-21 3,587 $7.24 577,003 No 4 P Direct
Common Stock Acquisiton 2012-08-21 691 $7.25 577,694 No 4 P Direct
Common Stock Acquisiton 2012-08-21 9,800 $7.28 587,494 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct