Filing Details
- Accession Number:
- 0001140361-12-038078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-21 20:13:20
- Reporting Period:
- 2012-08-17
- Filing Date:
- 2012-08-21
- Accepted Time:
- 2012-08-21 20:13:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441567 | Mmodal Inc. | MODL | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015076 | C L L Management Capital C A S | 540 Madison Avenue New York NY 10022 | Yes | No | Yes | No | |
1441034 | S.a.c. Pei Cb Investment, L.p. | C/O Walkers Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman E9 KY1-9002 | Yes | No | Yes | No | |
1441316 | S.a.c. Pei Cb Investment Ii, Llc | 72 Cummings Point Road Stamford CT 06902 | Yes | No | Yes | No | |
1441318 | S.a.c. Private Equity Gp, L.p. | C/O Walkers Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman E9 KY1-9002 | Yes | No | Yes | No | |
1441319 | S.a.c. Private Equity Investors, L.p. | C/O Walkers Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman E9 KY1-9002 | Yes | No | Yes | No | |
1441320 | S.a.c. Pei Cb Investment Gp, Ltd | C/O Walkers Corporate Services Limited Walker House, 87 Mary Street George Town, Grand Cayman E9 KY1-9002 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share (The "Common Stock") | Disposition | 2012-08-17 | 2,489 | $14.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2012-08-17 | 15,768,938 | $14.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2012-08-17 | 1,484,689 | $14.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2012-08-17 | 304,175 | $14.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Acquisiton | 2012-08-20 | 100 | $14.00 | 100 | Yes | 4 | J | Indirect | See Footnotes |
Common Stock | Disposition | 2012-08-20 | 100 | $10.93 | 0 | Yes | 4 | X | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Yes | 4 | J | Indirect | See Footnotes |
Yes | 4 | X | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Equity Swap (obligation to sell) | Disposition | 2012-08-20 | 1 | $0.00 | 100 | $10.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | Yes | 4 | X | Indirect |
Footnotes
- Securities directly beneficially owned by S.A.C. MultiQuant Fund, LLC ("SAC MultiQuant").
- Securities directly beneficially owned by S.A.C. PEI CB Investment, L.P. ("SAC CBI").
- Securities directly beneficially owned by S.A.C. PEI CB Investment II, LLC ("SAC CBI II").
- Securities directly beneficially owned by International Equities (S.A.C. Asia) Limited ("SAC Asia").
- The general partner of SAC CBI is S.A.C. PEI CB Investment GP, Limited ("SAC CBI GP"); S.A.C. Private Equity Investors, L.P. ("SAC PEI") is the sole shareholder of SAC CBI GP; S.A.C. Private Equity GP, L.P. ("SAC PEI GP") is the general partner of SAC PEI; S.A.C. Capital Management, LLC ("SAC Management LLC") is the general partner of SAC PEI GP; and Mr. Steven A. Cohen controls SAC Management LLC. The manager of SAC CBI II is S.A.C. Private Capital Group, LLC ("SAC PCG"); SAC Advisors LP manages SAC PCG; S.A.C. Capital Advisors Inc. ("SAC Advisors Inc.") is the general partner of SAC Advisors LP; and Mr. Cohen controls SAC Advisors Inc.
- (Continued from footnote 5) Pursuant to investment management agreements, SAC Advisors LP and S.A.C. Capital Advisors, LLC ("SAC Advisors LLC") maintain voting and dispositive power with respect to securities held by SAC Asia; and Mr. Cohen controls SAC Advisors LLC. Pursuant to an investment management agreement, SAC Advisors LP maintains voting and dispositive power with respect to securities held by SAC MultiQuant.
- Messrs. Peter Berger, Frank Baker and Jeffrey Hendren were directors of the issuer, are former employees of SAC PCG and continued to oversee the Reporting Persons' investment in the issuer.
- Because no more than 10 reporting persons can submit any one Form 4 through the Securities and Exchange Commission's EDGAR system, SAC PCG, SAC Advisors LP, SAC Advisors Inc., SAC Advisors LLC and Mr. Cohen have submitted a separate Form 4. Although submitted separately, the two submissions are intended to be a single filing.
- On August 20, 2012, an equity swap transaction that was entered into between SAC MultiQuant and a securities broker on January 27, 2012 was settled. SAC MultiQuant paid the broker $1,400, representing $14.00 per share with respect to each of the 100 shares of the issuer's common stock referenced in the transaction, which amount was offset by $1,093 owed by the broker to SAC MultiQuant, representing $10.93 per share with respect to each of the 100 shares of the issuer's common stock referenced in the transaction. The settlement of the equity swap and the reported sale of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16-6(b) thereunder.