Filing Details

Accession Number:
0001140361-12-038078
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-21 20:13:20
Reporting Period:
2012-08-17
Filing Date:
2012-08-21
Accepted Time:
2012-08-21 20:13:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441567 Mmodal Inc. MODL Services-Computer Processing & Data Preparation (7374) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015076 C L L Management Capital C A S 540 Madison Avenue
New York NY 10022
Yes No Yes No
1441034 S.a.c. Pei Cb Investment, L.p. C/O Walkers Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman E9 KY1-9002
Yes No Yes No
1441316 S.a.c. Pei Cb Investment Ii, Llc 72 Cummings Point Road
Stamford CT 06902
Yes No Yes No
1441318 S.a.c. Private Equity Gp, L.p. C/O Walkers Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman E9 KY1-9002
Yes No Yes No
1441319 S.a.c. Private Equity Investors, L.p. C/O Walkers Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman E9 KY1-9002
Yes No Yes No
1441320 S.a.c. Pei Cb Investment Gp, Ltd C/O Walkers Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman E9 KY1-9002
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share (The "Common Stock") Disposition 2012-08-17 2,489 $14.00 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2012-08-17 15,768,938 $14.00 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2012-08-17 1,484,689 $14.00 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2012-08-17 304,175 $14.00 0 No 4 S Indirect See Footnotes
Common Stock Acquisiton 2012-08-20 100 $14.00 100 Yes 4 J Indirect See Footnotes
Common Stock Disposition 2012-08-20 100 $10.93 0 Yes 4 X Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Yes 4 J Indirect See Footnotes
Yes 4 X Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Equity Swap (obligation to sell) Disposition 2012-08-20 1 $0.00 100 $10.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 Yes 4 X Indirect
Footnotes
  1. Securities directly beneficially owned by S.A.C. MultiQuant Fund, LLC ("SAC MultiQuant").
  2. Securities directly beneficially owned by S.A.C. PEI CB Investment, L.P. ("SAC CBI").
  3. Securities directly beneficially owned by S.A.C. PEI CB Investment II, LLC ("SAC CBI II").
  4. Securities directly beneficially owned by International Equities (S.A.C. Asia) Limited ("SAC Asia").
  5. The general partner of SAC CBI is S.A.C. PEI CB Investment GP, Limited ("SAC CBI GP"); S.A.C. Private Equity Investors, L.P. ("SAC PEI") is the sole shareholder of SAC CBI GP; S.A.C. Private Equity GP, L.P. ("SAC PEI GP") is the general partner of SAC PEI; S.A.C. Capital Management, LLC ("SAC Management LLC") is the general partner of SAC PEI GP; and Mr. Steven A. Cohen controls SAC Management LLC. The manager of SAC CBI II is S.A.C. Private Capital Group, LLC ("SAC PCG"); SAC Advisors LP manages SAC PCG; S.A.C. Capital Advisors Inc. ("SAC Advisors Inc.") is the general partner of SAC Advisors LP; and Mr. Cohen controls SAC Advisors Inc.
  6. (Continued from footnote 5) Pursuant to investment management agreements, SAC Advisors LP and S.A.C. Capital Advisors, LLC ("SAC Advisors LLC") maintain voting and dispositive power with respect to securities held by SAC Asia; and Mr. Cohen controls SAC Advisors LLC. Pursuant to an investment management agreement, SAC Advisors LP maintains voting and dispositive power with respect to securities held by SAC MultiQuant.
  7. Messrs. Peter Berger, Frank Baker and Jeffrey Hendren were directors of the issuer, are former employees of SAC PCG and continued to oversee the Reporting Persons' investment in the issuer.
  8. Because no more than 10 reporting persons can submit any one Form 4 through the Securities and Exchange Commission's EDGAR system, SAC PCG, SAC Advisors LP, SAC Advisors Inc., SAC Advisors LLC and Mr. Cohen have submitted a separate Form 4. Although submitted separately, the two submissions are intended to be a single filing.
  9. On August 20, 2012, an equity swap transaction that was entered into between SAC MultiQuant and a securities broker on January 27, 2012 was settled. SAC MultiQuant paid the broker $1,400, representing $14.00 per share with respect to each of the 100 shares of the issuer's common stock referenced in the transaction, which amount was offset by $1,093 owed by the broker to SAC MultiQuant, representing $10.93 per share with respect to each of the 100 shares of the issuer's common stock referenced in the transaction. The settlement of the equity swap and the reported sale of common stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16-6(b) thereunder.