Filing Details
- Accession Number:
- 0001140361-12-038075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-21 19:19:01
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-21
- Accepted Time:
- 2012-08-21 19:19:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494213 | Dean Hatton | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-20 | 11,500 | $4.59 | 76,971 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-20 | 11,500 | $11.35 | 65,471 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-20 | 11,500 | $0.00 | 11,500 | $4.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,438 | 2013-09-25 | 2012-09-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 198,920 | Indirect | by the Dean W. Hatton GRAT |
Common Stock | 125,000 | Indirect | by the Dean W. Hatton GRAT of 2011 |
Footnotes
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $11.18 and $11.67. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- This option vests at a rate of 25% on 9/25/2009, and in 36 equal monthly installments over the following three years. Mr. Hatton will have until September 29, 2012 to exercise this option as a result of his retirement.