Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001053352-12-000095)

Filing Details

Accession Number:: 0001053352-12-000095
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-08-21 19:05:18
Reporting Period:: 2012-08-20

Filing Date:: 2012-08-21
Accepted Time:: 2012-08-21 19:05:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053352	Heritage Commerce Corp	HTBK	State Commercial Banks (6022)	770469558

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397729	Volz Celeste Ford	150 Almaden Blvd San Jose X1 95113		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Heritage Commerce Corp - Common Stock	Acquisiton	2012-08-20	7,000	$6.65	10,000	No	4	P	Indirect	Indirect by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Indirect by Trust

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$3.22	2009-07-27	2019-07-27	7,500	7,500	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$3.57	2010-07-26	2020-07-26	3,000	3,000	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$5.16	2011-06-16	2021-06-16	4,000	4,000	Direct
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$6.39	2012-05-01	2022-05-01	4,000	4,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-07-27	7,500	7,500	Direct
2020-07-26	3,000	3,000	Direct
2021-06-16	4,000	4,000	Direct
2022-05-01	4,000	4,000	Direct

Footnotes

Stock option vests daily in four years.