Filing Details

Accession Number:
0001104659-12-059314
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-21 17:46:32
Reporting Period:
2012-08-20
Filing Date:
2012-08-21
Accepted Time:
2012-08-21 17:46:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 272978010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555843 David Malpass 28 West 44Th Street, Suite 1501
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-20 5,000 $14.44 11,950 No 4 P Direct
Common Stock Acquisiton 2012-08-20 5,000 $14.48 16,950 No 4 P Direct
Common Stock Acquisiton 2012-08-21 5,500 $14.42 22,450 No 4 P Direct
Common Stock Acquisiton 2012-08-21 750 $14.34 20,071 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect By Spouse
Footnotes
  1. indicates shares held in the Reporting Person's traditional IRA account.
  2. indicates shares held in the Reporting Person's ROTH IRA account.