Filing Details
- Accession Number:
- 0001534158-12-000170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-21 17:41:45
- Reporting Period:
- 2012-08-17
- Filing Date:
- 2012-08-21
- Accepted Time:
- 2012-08-21 17:41:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364036 | E Michael Kahler | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp, Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-17 | 31,200 | $6.77 | 133,389 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-17 | 20,613 | $16.09 | 112,776 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-08-17 | 30,000 | $16.12 | 82,776 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-08-17 | 31,200 | $0.00 | 31,200 | $6.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-05 | No | 4 | M | Direct |
Footnotes
- The sale price is a weighted average for the sale transactions. The sale prices range from a low of $16.1009 per share to a high of $16.1176 per share. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.
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