Filing Details

Accession Number:
0001140361-12-038017
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-21 17:28:47
Reporting Period:
2012-08-20
Filing Date:
2012-08-21
Accepted Time:
2012-08-21 17:28:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540091 C. Bruce Conway C/O Mri Interventions, Inc.
One Commerce Square, Suite 2550
Memphis TN 38103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-20 5,000 $2.37 1,921,518 No 4 P Direct
Common Stock Acquisiton 2012-08-20 1,000 $2.45 6,000 No 4 P Indirect By Gordon McShane Trust for Chase T. Conway
Common Stock Acquisiton 2012-08-20 1,000 $2.45 6,000 No 4 P Indirect By Gordon McShane Trust for Alden M. Conway
Common Stock Acquisiton 2012-08-20 1,000 $2.45 6,000 No 4 P Indirect By Gordon McShane Trust for Merritt E. Conway
Common Stock Acquisiton 2012-08-21 3,000 $2.39 8,000 No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Chase T. Conway
Common Stock Acquisiton 2012-08-21 1,500 $2.40 6,500 No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Gordon McShane Trust for Chase T. Conway
No 4 P Indirect By Gordon McShane Trust for Alden M. Conway
No 4 P Indirect By Gordon McShane Trust for Merritt E. Conway
No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Chase T. Conway
No 4 P Indirect By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 228,750 Indirect By Spouse
Common Stock 5,000 Indirect By Edna N. Conway Irrevocable Trust FBO Alden M. Conway
Common Stock 406,137 Indirect By Alden M. Conway Trust
Common Stock 406,137 Indirect By Chase T. Conway Trust
Common Stock 406,137 Indirect By Merritt E. Conway Trust
Common Stock 10,000 Indirect By Conway Family GST Trust
Footnotes
  1. This price is a weighted average price. The shares were purchased in two separate transactions: 3,000 shares at $2.40 per share and 2,000 shares at $2.32 per share.
  2. Includes 32,891 shares held jointly with spouse, and 4,950 shares held in an IRA.
  3. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  4. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  5. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
  6. This price is a weighted average price. The shares were purchased in three separate transactions: 1,500 shares at $2.40 per share, 506 shares at $2.35 per share and 994 shares at $2.40 per share.
  7. Includes 1,500 shares held through an IRA.