Filing Details
- Accession Number:
- 0001140361-12-038017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-21 17:28:47
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-21
- Accepted Time:
- 2012-08-21 17:28:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540091 | C. Bruce Conway | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-20 | 5,000 | $2.37 | 1,921,518 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-20 | 1,000 | $2.45 | 6,000 | No | 4 | P | Indirect | By Gordon McShane Trust for Chase T. Conway |
| Common Stock | Acquisiton | 2012-08-20 | 1,000 | $2.45 | 6,000 | No | 4 | P | Indirect | By Gordon McShane Trust for Alden M. Conway |
| Common Stock | Acquisiton | 2012-08-20 | 1,000 | $2.45 | 6,000 | No | 4 | P | Indirect | By Gordon McShane Trust for Merritt E. Conway |
| Common Stock | Acquisiton | 2012-08-21 | 3,000 | $2.39 | 8,000 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| Common Stock | Acquisiton | 2012-08-21 | 1,500 | $2.40 | 6,500 | No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Gordon McShane Trust for Chase T. Conway |
| No | 4 | P | Indirect | By Gordon McShane Trust for Alden M. Conway |
| No | 4 | P | Indirect | By Gordon McShane Trust for Merritt E. Conway |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| No | 4 | P | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 228,750 | Indirect | By Spouse |
| Common Stock | 5,000 | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
| Common Stock | 406,137 | Indirect | By Alden M. Conway Trust |
| Common Stock | 406,137 | Indirect | By Chase T. Conway Trust |
| Common Stock | 406,137 | Indirect | By Merritt E. Conway Trust |
| Common Stock | 10,000 | Indirect | By Conway Family GST Trust |
Footnotes
- This price is a weighted average price. The shares were purchased in two separate transactions: 3,000 shares at $2.40 per share and 2,000 shares at $2.32 per share.
- Includes 32,891 shares held jointly with spouse, and 4,950 shares held in an IRA.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
- This price is a weighted average price. The shares were purchased in three separate transactions: 1,500 shares at $2.40 per share, 506 shares at $2.35 per share and 994 shares at $2.40 per share.
- Includes 1,500 shares held through an IRA.
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