Filing Details
- Accession Number:
- 0001504140-12-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-21 16:53:46
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-21
- Accepted Time:
- 2012-08-21 16:53:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 102037 | Universal Corp | UVV | Wholesale-Farm Product Raw Materials (5150) | 540414210 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1465593 | Jr M Ray Paul | 9201 Forest Hill Avenue Richmond VA 23235 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-20 | 5,268 | $35.30 | 48,978 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-20 | 6,000 | $39.71 | 54,978 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-20 | 3,733 | $37.86 | 58,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-20 | 12,787 | $48.21 | 45,924 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-08-21 | 10,000 | $48.32 | 35,924 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2012-08-20 | 5,268 | $0.00 | 5,268 | $35.30 |
| Common Stock | Stock Appreciation Rights | Disposition | 2012-08-20 | 6,000 | $0.00 | 6,000 | $39.71 |
| Common Stock | Stock Appreciation Rights | Disposition | 2012-08-20 | 3,733 | $0.00 | 3,733 | $37.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-27 | 2019-05-27 | No | 4 | M | Direct |
| 3,000 | 2011-06-08 | 2020-06-08 | No | 4 | M | Direct |
| 7,467 | 2012-06-07 | 2021-06-07 | No | 4 | M | Direct |
Footnotes
- The sale price reflected is a weighted average. The price range for transactions reported on this line is from $48.23 to $48.47. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the Company, or a security holder of the Company.
- includes 14,850 restricted stock units and 1,426 dividend units on the restricted stock. The restricted stock units vest of the fifth anniversary of the award date, however, payment will be delayed until termination if the individual is a covered employee under Section 162(m) on the date of vesting.
- after a 12 month period of the grant date, 1/3 of total shares are exercisable for each anniversary date after that for 3 such periods.
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