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Filing Details

Accession Number:: 0000874214-12-000054
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-08-21 16:13:41
Reporting Period:: 2012-08-17

Filing Date:: 2012-08-21
Accepted Time:: 2012-08-21 16:13:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874214	Ann Inc.	ANN	Retail-Women's Clothing Stores (5621)	133499319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1140530	Katherine Krill Lawther	C/O Ann Inc. 7 Times Square New York NY 10036	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-08-17	39,980	$19.58	340,991	No	4	M	Direct
Common Stock	Disposition	2012-08-17	39,980	$33.11	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	46,686	$19.58	347,697	No	4	M	Direct
Common Stock	Disposition	2012-08-17	46,686	$34.04	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	66,101	$26.45	367,112	No	4	M	Direct
Common Stock	Disposition	2012-08-17	66,101	$33.10	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	83,899	$26.45	384,910	No	4	M	Direct
Common Stock	Disposition	2012-08-17	83,899	$34.02	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	22,222	$25.58	323,233	No	4	M	Direct
Common Stock	Disposition	2012-08-17	22,222	$33.12	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	26,528	$25.58	327,539	No	4	M	Direct
Common Stock	Disposition	2012-08-17	26,528	$34.04	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	143,133	$24.19	444,144	No	4	M	Direct
Common Stock	Disposition	2012-08-17	143,133	$33.74	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-17	25,119	$30.12	326,130	No	4	M	Direct
Common Stock	Disposition	2012-08-17	25,119	$34.37	301,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-20	22,999	$30.12	324,010	No	4	M	Direct
Common Stock	Disposition	2012-08-20	22,999	$34.40	301,011	No	4	S	Direct
Common Stock	Disposition	2012-08-20	15,000	$34.27	286,011	No	4	S	Direct
Common Stock	Acquisiton	2012-08-21	100	$30.12	286,111	No	4	M	Direct
Common Stock	Disposition	2012-08-21	100	$34.46	286,011	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-08-17	86,666	$0.00	86,666	$19.58
Common Stock	Employee Stock Option (right ot buy)	Disposition	2012-08-17	150,000	$0.00	150,000	$26.45
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-08-17	48,750	$0.00	48,750	$25.58
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-08-17	143,133	$0.00	143,133	$24.19
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-08-17	25,119	$0.00	25,119	$30.12
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-08-20	22,999	$0.00	22,999	$30.12
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-08-21	100	$0.00	100	$30.12

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
43,334	2020-03-16	No	4	M	Direct
0	2014-01-29	No	4	M	Direct
0	2015-03-15	No	4	M	Direct
0	2018-03-13	No	4	M	Direct
27,381	2014-03-08	No	4	M	Direct
4,382	2014-03-08	No	4	M	Direct
4,282	2014-03-08	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.44 to $33.44, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.50 to $34.37, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.3650 to $33.3600, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.37 to $34.37, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.44 to $33.39, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.48 to $34.37, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.39 to $34.37, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.37 to $34.76, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.91 to $34.86, inclusive.
1/3 of the option vested on March 16, 2011, 1/3 on March 16, 2012 and the remainder will vest on March 16, 2013.
1/3 of the option vested on each of January 29, 2005, 2006 and 2007
1/4 of the option vested on each of March 15, 2006, 2007, 2008 and 2009.
1/4 of the option vested on each March 13, 2009, 2010, 2011 and 2012.
1/4 of the option vested on each March 8, 2005, 2006, 2007 and 2008.