Home > Insider Trading > Filing (0001181431-12-046688)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488795	Storrs Timothy Jenks	2911 Zanker Road San Jose CA 95134	President, Ceo And Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-08-20	4,000	$5.49	31,278	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,500	Indirect	See footnote 2.
Common Stock	6,000	Indirect	See footnote 3.
Common Stock	3,798	Indirect	See footnote 4.

Footnotes

Represents the weighted average sales price for all sales reported in the transaction by the reporting person. The actual range of prices for the reported sales in the transaction is $5.491 to $5.492. Upon request, the reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
Represents shares held in trust by the reporting person as custodian for his minor child, Hana C. Jenks.
Represents shares held in trust by the reporting person as custodian for his minor child, Saya J. Jenks.
Represents shares held by the Timothy S. Jenks and Atsuko K. Jenks Declarion of Trust dated January 7, 1996.