Filing Details
- Accession Number:
- 0001179110-12-013117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 17:49:52
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 17:49:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1282835 | F William Truscott | General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474 | Ceo, U.s. Asset Management | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-16 | 20,000 | $55.00 | 46,644 | No | 4 | S | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,434 | Direct | |
Common Stock | 240 | Indirect | By 401(k) Plan |
Footnotes
- The amounts reflect the transfer of 7,183 shares from the reporting person's direct holdings to his LLC on various dates earlier in 2012, as well as a correction to the number of shares held directly due to a miscalculation in the reporting person's Form 4 filed on February 10, 2012.
- Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2012. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.