Filing Details
- Accession Number:
- 0001140361-12-037736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 14:26:48
- Reporting Period:
- 2012-08-20
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 14:26:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1355855 | Newport Bancorp Inc | NFSB | Savings Institution, Federally Chartered (6035) | 204465271 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357331 | Nino Moscardi | 100 Bellevue Avenue Newport RI 02840 | Evp And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-20 | 500 | $13.95 | 18,642 | No | 4 | P | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,942 | Direct | |
Common Stock | 4,000 | Indirect | By Stock Award |
Common Stock | 8,898 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.25 | 2011-01-04 | 2020-01-04 | 5,000 | 5,000 | Direct |
Common Stock | Stock Options | $12.53 | 2008-10-01 | 2017-10-01 | 60,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-04 | 5,000 | 5,000 | Direct |
2017-10-01 | 60,000 | 60,000 | Direct |
Footnotes
- Stock Awards granted pursuant to the Newport Bancorp, Inc. 2007 Equity Incentive Plan vest in five equal annual installments beginning October 1, 2008.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Stock Options granted pursuant to the Newport Bancorp, Inc. 2007 Equity Incentive Plan vest in five equal annual installments beginning October 1, 2008.
- Stock Options granted pursuant to the Newport Bancorp, Inc. 2007 Equity Incentive Plan vest in five equal annual installments beginning January 4, 2011.