Filing Details

Accession Number:
0001181431-12-046548
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-20 12:54:45
Reporting Period:
2012-08-16
Filing Date:
2012-08-20
Accepted Time:
2012-08-20 12:54:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469609 D Ronald Martin C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Senior Vp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-16 4,596 $5.82 14,971 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 6,250 6,250 Direct
Common Stock Employee Stock Option (Right to Buy) $6.97 2019-08-03 580 580 Direct
Common Stock Employee Stock Option (Right to Buy) $6.97 2019-08-03 36,920 36,920 Direct
Common Stock Restricted Stock Units $0.00 16,666 16,666 Direct
Common Stock Employee Stock Option (Right to Buy) $8.19 2016-11-23 3,144 3,144 Direct
Common Stock Employee Stock Option (Right to Buy) $8.19 2016-11-23 11,441 11,441 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 7,607 7,607 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 41,393 41,393 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 12,250 12,250 Direct
Common Stock Restricted Stock Units $0.00 56,000 56,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,250 6,250 Direct
2019-08-03 580 580 Direct
2019-08-03 36,920 36,920 Direct
16,666 16,666 Direct
2016-11-23 3,144 3,144 Direct
2016-11-23 11,441 11,441 Direct
2021-02-10 7,607 7,607 Direct
2021-02-10 41,393 41,393 Direct
2021-02-10 12,250 12,250 Direct
56,000 56,000 Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  2. The RSUs vest in three annual installments beginning on August 5, 2011.
  3. The option is fully vested.
  4. The RSUs vest in three annual installments beginning on February 5, 2012.
  5. The option vests and becomes exercisable in thirty-six monthly installments beginning on November 23, 2009.
  6. The option vests and becomes exercisable in thirty-six monthly installments beginning on February 10, 2011.
  7. The RSUs vest in three annual installments beginning on February 5, 2013.
  8. This price represents the weighted average sale price of the shares sold ranging from $5.82 to $5.825 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.