Filing Details
- Accession Number:
- 0000939057-12-000244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 12:37:14
- Reporting Period:
- 2012-08-17
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 12:37:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1010470 | Provident Financial Holdings Inc | PROV | Savings Institution, Federally Chartered (6035) | 330704889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1371914 | R Kathryn Gonzales | 3756 Central Ave. Riverside CA 92506 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2012-08-17 | 9,000 | $7.03 | 23,386 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2012-08-17 | 9,000 | $13.01 | 14,386 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | Disposition | 2012-08-17 | 9,000 | $0.00 | 9,000 | $7.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
78,000 | 2011-08-07 | 2018-08-07 | No | 4 | M | Direct |
Footnotes
- The ownership of 14,386 shares includes the 10,000 share restricted stock award granted on June 20, 2011 from the 2010 Equity Incentive Plan with 5,000 shares vesting on June 20, 2013 and 5,000 shares vesting on June 20, 2015; and, indirect ownership of 4,386 shares in Ms. Gonzales' Employee Stock Ownership Plan account.